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Top 10 RegTech Solution Providers 2021

With the rising number of security threats and risk elements, RegTech (as in Regulatory Technology) is the magic word that promises the solution to these problems and huge security risks. RegTech spans various areas and business aspects, so it is not enough to simply understand the importance of RegTech in general. Instead, a more refined knowledge of the key trends for the foreseeable future and beyond is what businesses need to align with the changing threat landscape and the compliance requirements.

The most significant change over the decades is regulators’ increased demand for data, moving towards significant data trends. The need for solutions that could handle such bulk data is a necessity. Businesses are also looking for the agility and the ability to get the right regulatory techs to work perfectly in today’s landscape.

Over the coming years, there will be more global consolidation in regulatory standards and data models along with the move towards ever more granular data, which ideally moves closer to the operational standards already used by the industry. Meanwhile, a variety of businesses are stepping into the RegTech space with innovative solutions and advanced technology.

To help make businesses aware of the changing Regulatory Trends and to find the right solution provider, GRC Outlook’s editorial team is introducing this special edition on RegTech. The magazine includes info from some of the leading industry experts and profiles of the Top RegTech Solution providers 2021.

Company:

Broadridge

Management:

Tim Gokey

Designation:

CEO

Headquarters:

New York, NY

Website:

broadridge.com

Broadridge, a global Fintech leader with $5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives.

Company:

Compliance.ai

Management:

Kayvan Alikhani

Designation:

Co Founder & CEO

Headquarters:

San Francisco, CA

Website:

compliance.ai

Compliance.ai is led by technology veterans, with a mission to empower professionals with the smartest regulatory and compliance change management platform. The company benefits from a strong group of financial industry advisors and board members.

Company:

ComplyAdvantage

Management:

Richard Orme

Designation:

CTO

Headquarters:

London, England

Website:

complyadvantage.com

At ComplyAdvantage, they believe that compliance doesn’t have to be painful. Businesses need real-time financial crime insight to put them in control. They enable you to understand the real risk of who you're doing business with, through the world's only global, real-time risk database of people and companies. They actively identify tens of thousands of risk events from millions of structured and unstructured data points - every single day.

Company:

Corlytics Limited

Management:

John Byrne

Designation:

CEO

Headquarters:

Dublin 4, Dublin

Website:

corlytics.com

Corlytics structures, rates and visualises regulation. To be able to action and provide assurance on never-ending regulatory change requires firms to know what’s relevant, where to focus and what’s emerging. That’s where Corlytics is helping compliance, risk, legal and audit teams globally.

Company:

Encompass Corporation

Management:

Wayne Johnson

Designation:

CEO

Headquarters:

London, England

Website:

encompasscorporation.com

Encompass' intelligent process automation platform for KYC dramatically improves the client experience, significantly speeding up KYC processes. Encompass automates gathering, processing and collation of primary and premium information and news discovery for KYC purposes - be that for new customer onboarding, event-driven refresh, or remediation.

Company:

Exiger

Management:

Brandon Daniels

Designation:

President

Headquarters:

New York, NY

Website:

exiger.com

Exiger is a global regulatory and financial crime, risk and compliance company. Exiger arms financial institutions, multinational corporations and governmental agencies with the practical advice and technology solutions they need to prevent compliance breaches, respond to risk, remediate major issues and monitor ongoing business activities. The company combines purpose-built technology with practical expertise to illuminate risk around the world.

Company:

Fenergo

Management:

Marc Murphy

Designation:

CEO

Headquarters:

Dublin, Dublin

Website:

fenergo.com

Fenergo is the digital enabler of client and regulatory technology for financial services. It provides Client Lifecycle Management (CLM) software solutions for Financial Institutions including; Corporate & Institutional Banking, Commercial & Retail Banking, Asset Management, Private Banking & Wealth Management.

Company:

illumis

Management:

Mike Phillips

Designation:

CEO

Headquarters:

New York, NY

Website:

illumis.com

illumis is the leading public records monitoring solution. Our compliance solutions provide the most comprehensive data coverage available in the industry, helping teams in financial services monitor for risks like undisclosed political contributions by employees and potential pay to play violations.

Company:

Merlon

Management:

Manu Chadha

Designation:

CEO

Headquarters:

New York, NY

Website:

merlon.ai

Merlon uses AI to hyperautomate adverse media screening so analysts can focusing on faster, more accurate, real-time decisioning. Only Merlon allows analysts to operate at the risk level vs. article level. This is done by reviewing alerts to AI-generated Risk Findings - summaries built from multiple articles related to a particular risk. This is the fastest, most accurate way to remediate risk.

Company:

Niceactimize

Management:

Craig Costigan

Designation:

CEO

Headquarters:

Hoboken, NJ

Website:

niceactimize.com

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. Consistently ranked as number one in the space, NICE Actimize experts apply innovative technology to protect institutions and safeguard consumers and investors assets by identifying financial crime, preventing fraud and providing regulatory compliance.